Your area of work

The primary focus of Due Diligence & Supervision is to ensure adherence to relevant rules and regulations at every stage of the client lifecycle. This includes due diligence during client onboarding, the admission of exchange traders monitoring of MiFiR and non-MiFiR clients’ reporting obligations, and maintenance of the business relationship in light of fulfilling regulatory requirements, whilst ensuring customer friendly experience through digitization initiatives.

As a working student (f/m/d) in the Regulatory Admissions & Governance unit, you will be mainly responsible for the admission processes of traders and other individuals to our markets. This includes organization of trader examinations, granting access authorizations to trading floor as well as supporting in regular supervisory reporting. Furthermore, you will provide 1st level support on questions regarding regulatory admissions directly to our clients and to internal interfa...