Are you looking for a detail-oriented role where you can leverage your analytical skills and ensure guideline compliance while supporting client trading capabilities?
As an Account Opening Analyst within the Wealth Management line of business, you will be tasked with the maintenance of existing brokerage accounts. Your main duty will involve data input for Suitability and Trading capabilities. This includes submitting client suitability updates based on the review of client documentation and instructions provided by the client and/or the Investment Teams. Additionally, you will be responsible for adding or enabling products/services to execute trades as per client or internal business partner instruction. This role demands a high level of discipline, meticulous attention to detail, and a robust control mindset. You will be expected to adhere to the guidelines set by FINRA and the SEC.
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