The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
Responsibilities:
Identify project resources, monitor work and budget, and mitigate risks vEnsure satisfactory completion of daily project operations in backing of existing and new clients, including all regulatory requirementsDevelop, implement and track appropriate KPIs (key performance indicator) and SLAs (service level agreement) for the groupRecommend and implement new systems and enhancements to securities processing proceduresProvide an in-depth analysis and develop solutions to issues related to securities processing or hedge fund activities