1. TM - Compliance (Insurance & Wealth)
Job Purpose:
Team Member of the Compliance function who will assist the Vertical Head in managing the Regulatory affairs & compliance of Insurance Intermediation and the Wealth Business Will also report to The Chief Compliance Officer (CCO) – ABCL for projects or assignments as may be specified by the CCO from time to time Key Result Areas:
Key Result Areas
Supporting Actions
Compliance with the various Regulations Dissemination of information to the relevant functions and follow up for compliance Periodic Regulatory Filings Co-ordinating with the respective functions for the data and checking that they are in line with the requirements before submission to the Regulator Specific Regulatory submission Co-ordinating with the internal stakeholders and obtaining the information for submissio...