The Opportunity

Step into a high-impact role where you’ll serve as a key decision-maker for firm acceptance and suitability across brokerage and advisory business. As a Suitability Principal, you’ll review complex in-force transactions, guide stakeholders on best interest standards, and play a critical role in ensuring compliance, risk management, and a seamless client experience. This is an opportunity to leverage your expertise while influencing firm-wide practices and outcomes.

The Team

You’ll join the MMLIS Transfer of Assets (TOA) and Inforce Operations team, a collaborative, high-performing group that partners closely with Compliance, Field Leadership, Advisory, Trading, and National Financial Services (NFS).

The team is known for: