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Senior Specialist - Enforcement

Company

Abu Dhabi Global Market

Location

abu dhabi, United-Arab-Emirates

Type

Full-time

Responsibilities

Assist in the development and effective delivery of the FSRA and Enforcement Department’s Strategy and Operational Plan. Assist in the ongoing development, enhancement and implementation of policies and procedures. Take responsibility for initiatives both at FSRA and Departmental level as may be allocated thereto. Provide expert leadership in key assigned practice and policy areas. Be responsible for leading investigations and regulatory action matters and supervising the conduct of regulatory investigations, referral and complaint assessments, regulatory action matters and mutual assistance matters. Conduct a range of assigned investigations, referral assessments, complaints assessments, mutual assistance matters and regulatory action proceedings. Manage and conduct assigned complex investigations into suspected contraventions of FSRA-administered Regulations and Rules, including but not limited to preparing formal recommendations to commence investigations,...

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