Job Description
:We are seeking a Senior Manager, Compliance, Asia Asset Management to be part of our dynamic compliance team. Reporting to the Director, Compliance, Asia Asset Management. This role will support the regional Asia Asset Management compliance team as well as SFC licensed corporation, Sun Life Investment Management Asia Limited (“SLIMA”) compliance team.
Major accountabilities
Support the implementation and ongoing enhancement of the compliance program for Sun Life Investment Management Asia Limited by establishing, maintaining and improving compliance standards, controls, policies and procedures to promote compliance with applicable laws, regulations and internal requirements.
Support regulatory reviews, examinations, inquiries and audits to ensure timely, accurate and well-governed regulatory engagement.
Manage and coordinate regulatory filings, licensing and registration matters.
Asse...
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