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Senior Compliance Officer Investments

Company

Black Pearl Consult

Location

abu dhabi, United-Arab-Emirates

Type

Full-time

Are you an experienced compliance professional with a passion for investment operations? We are looking for a Senior Compliance Officer – Investments to join a prestigious investment firm in Abu Dhabi, playing a pivotal role in ensuring regulatory compliance across their diverse investment portfolio.

In this role, you will oversee compliance monitoring, regulatory reporting, and internal advisory for investment activities. You will act as a trusted partner to the investment and operational teams, helping safeguard the firm's reputation and ensuring all activities align with regulatory and internal policy requirements.

Key Responsibilities:

  • Monitor and ensure compliance with all applicable laws, regulations, and internal policies related to investment activities.
  • Conduct compliance risk assessments and provide guidance to the investment team on regulatory impacts of transactions.
  • Review investment transactions and documen...

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