Senior Compliance Manager (UK based)

Summary of Position

The Senior Compliance Manager role at Pirum will play a pivotal role in leading and executing the Compliance and Risk function to (alongside Legal) act as an effective second line of defence within the business, by assisting management in identifying, assessing and effectively managing compliance risks.

Taking a risk-based approach, the Senior Compliance Manager will ensure that every reasonable measure (including policies, procedures, systems, awareness/training and objective-setting) is taken in order to avoid or reduce the possibility of compliance risks materialising and to minimise damage if such risks should nonetheless occur.

Duties & Responsibilities

• Hold Senior Management Functions (SMF 16&17) and manage the relationship with the FCA in a transparent and proactive manner.
• Liaise with Finance and Legal to ensure that all applicable regulatory filings are ...