Overview
General Duties and Responsibilities
Be a first contact for general compliance queries, to resolve quickly and efficientlyGuide and assist the business in delivering the correct outcomes for their clients and important partners whilst ensuring the appropriate balance is struck between the commercial interests of MRS-NA BA; the goals of the FCA and the interests of their clientsConduct horizon scanning, notably UK and US regulation, to identify any regulatory changeWork with the Head of Risk & Compliance and the business to implement, embed and provide ongoing monitoring of legal and regulatory developments, identifying opportunities to collaborate with Group businesses and use existing skills and processes wherever possibleBe the subject matter expert and lead the project to implement additional regulatory requirements under the Senior Managers & Certification Regime for Enhanced Scope firms within the tra...