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Senior Auditor - Wealth

Company

Citizens

Location

Westwood, United States

Type

Full-time

Description

Senior Auditor – Wealth Management

The Internal Audit team at Citizens is hiring a Senior Auditor on our Core Banking and Wealth Management team. The Internal Audit team is comprised of skilled professionals with the mission of consistently providing the Board, Audit Committee, Shareholders, and Executive Management with an independent and objective view of the effectiveness of the bank’s control environment, risk management practices, and culture.

The Senior Auditor will participate in audit activities primarily relating to the Wealth Management and Private Bank businesses, including investment and broker-dealer audits of Citizens Securities, Inc. and Registered Investment Advisors. These audits will entail evaluation of investment advisory obligations, fiduciary risk, suitability, conflicts of interest, and interaction with front-office advisors. From time-to-time, the Senior auditor may also participate in Core Banking-related audits, suc...

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