Description
:About the Role
We are seeking an experienced Global Markets Supervision professional to support regulatory and supervisory oversight across APAC Sales & Trading businesses. This role is responsible for supervising activities across multiple asset classes, partnering closely with business, Compliance, and control functions to ensure strong conduct, regulatory adherence, and effective supervisory frameworks.
The successful candidate will bring strong regulatory expertise, a solid understanding of how Sales & Trading desks operate, and the confidence to engage senior stakeholders across the region.
Key Responsibilities
Serve as a primary supervisory contact for Global Markets Sales & Trading desks across APAC, advising on regulatory, conduct, and escalation matters in close coordination with Compliance partners
Prepare and present monthly supervision dashboards, analyzing key metrics, trends, and...
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