Job Description
What is the opportunity?You will provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management and Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives.Working hours : 9.00AM -6.00PM (Malaysia time Zone)Supporting region : Canada [CA]What will you do?Following and revising procedures for conducting monitoring and surveillance activities relevant to business unit.
perform first level and second level reviews or flagged communications to identify potential compliance breaches
Conducting monitoring and surveillance activities relevant to business unit.
Identifying potential areas of compliance vulnerability and risk; developing corrective ...
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