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Remote Financial Advice Quality & Compliance Reviewer

Company

Atomos Investments Limited

Location

bristol, United-Kingdom

Type

Full-time

A financial services firm in Bristol is looking for a File Checker to ensure compliance with regulatory requirements. The successful candidate will conduct thorough reviews of client files, identify any documentation issues, and collaborate with financial planners to enhance service quality. Essential skills include previous experience in compliance monitoring within financial services and a solid understanding of UK regulations. Benefits include a competitive pension scheme, generous holiday allowance, and private medical insurance.
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