Paraplanner (IFA) - London, Harrow
Our client is looking for a talented Paraplanner to join their team, with options to be based in Harrow. This is a key role within the business, providing support to the Wealth Planners on financial strategies, plans and products to clients.
Key Responsibilities:
Adherence to Management System & ControlsMaintain an up to date knowledge of company policies and proceduresEnsure timely execution of adviser instructionsWork with colleagues to ensure adherence to company procedures and standardsRefer all client complaints and concerns promptly to your Manager, the Adviser and the Compliance OfficerEnsure all client documents and relevant correspondence is saved to client files to ensure advice files are completeMaintain records according to the company standardEffective Communication & SupportCommunicate with...