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Manager-Investment Compliance

Company

AIA

Location

Cyberjaya, Malaysia

Type

Full time

Description

:

1) Post trade compliance monitoring

  • Perform and coordinate daily post‑trade compliance monitoring using Bloomberg and Aladdin compliance modules.

  • Interpret investment guidelines and ensure accurate compliance rule coding and account setup.

  • Identify incorrectly coded rules, propose corrections, and support testing of updated rules.

  • Review and investigate compliance exceptions, escalate breaches, and monitor rectification progress.

  • Maintain strong understanding of pre‑trade and post‑trade monitoring concepts, rule types, breach implications, and reporting requirements.

  • Develop and maintain second‑line trade oversight and market abuse monitoring (equities and fixed income) using Bloomberg TCA/ Virtu by ITG or equivalent tools.

  • Leverage prior experience in Aladdin/Bloomberg rule coding to enhance monitoring accuracy (preferred).

  • 2) Pe...

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