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Manager, Compliance Monitoring

Company

0000055801 RBC Shared Services Malaysia Sdn. Bhd.

Location

Putrajaya, Malaysia

Type

Full time

Job Description

What is the opportunity?The Compliance Manager, Compliance Monitoring supports the Head of Monitoring and Head of Compliance Oversight in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework. Working hours : 9.00AM -6.00PM What will you do?
  • Assessing the adequacy of, adherence to, and the effectiveness of the day-to-day controls to manage regulatory compliance risk; and
  • Providing an opinion on the effectiveness of the Regulatory Compliance Management (RCM) controls in achieving compliance with applicable regulatory requirements.
  • Support development and execute the Compliance Monitoring Plan, including continuous improvements, enhancements, and efficiencies.
  • Design, evaluate, oversee and assess new and existing compliance monitoring tasks which may include regular and ad hoc reviews, to ensure they meet current and new regulations.
  • Support the activities of the Co...
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