Legal Compliance Assistant

Location

Guildford / Wimbledon

Reports To

MLRO / Compliance Team

Overview

We are seeking a proactive and detail-oriented Legal Compliance Assistant to join our Compliance Team. This role is responsible for supporting the firm's regulatory obligations through the effective management of Client Due Diligence (CDD), Anti-Money Laundering (AML) compliance, client onboarding processes, and ongoing compliance monitoring.

The successful candidate will play a key role in ensuring the firm maintains the highest standards of regulatory compliance while delivering an excellent client onboarding experience. Working closely with the MLRO, COLP, COFA, and wider AML team, the Legal Compliance Assistant will help develop best practices, improve processes, and support the firm's commitment to compliance excellence.

Key Responsibilities

Client Due Diligence (CDD) & AML Compliance