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Head of Compliance

Company

Jobleads-UK

Location

Greater London, United Kingdom

Type

Full-time

This is a natural stepping stone into an SMF16 role. There’s a clear path. No waiting for someone to move on, no dead man’s shoes. It’s all part of the plan.

You’ll also be working for a business with a fantastic reputation as an employer; in fact, it’s one of the highest rated employers in the UK, praised for its leadership, its people and its culture.

There’s also shares as part of the package and with a mooted IPO on the horizon, they’re likely to be quite lucrative.

And there’s a flexible working model with just 2 days a week in the firm’s London office.

What you’ll be doing

Reporting into the Compliance Director (SMF16), you’ll lead a small, high-performing team (6 FTE) responsible for Compliance Advice and 2nd line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.).

You’ll take responsibility for all aspects of Compliance activity, managing, overseeing and supporting the team to plan and deliver as...

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