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Governance Risk Compliance Wealth Management Analyst

Company

Regions Bank

Location

Hoover, United States

Type

Full time

Description

Specifics

The Business Unit Operational Risk Analyst will work within Wealth Management Risk Control to ensure alignment with Compliance Transformation, to include new requirements established related to controls and control inventory, regulatory inventory, and business process mapping. This role will support ongoing and reoccurring Governance Risk and Compliance (GRC) activities and maintenance. This role requires strong analytical skills and the ability to collaborate across departments to drive impactful outcomes. The analyst will work in the first line across the lines of business in Wealth Management Risk Control.

Primary Responsibilities

  • Conducts compliance reviews and provides analysis of business units and processes
  • Maintains documentation and reports to management regarding compliance and potential issues
  • Provides requested information to management for reporting to agencies regarding Sarbanes Oxley, Bank S...
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