Roles and Responsibilities Distribution Compliance role with Leading Insurance Company Key Responsibilities Sales Compliance Review – conduct review on sales practice &
processes for all Sales & Distribution Channels.
Develop & present recommendations & related review deliverables
Support Distribution channels in putting the preventive steps and plan
in place
Track and ensure closure of each actionable as part of sales compliance
review
Publish monthly Sales Quality Dashboard on key Sales Quality
Parameters for all sales and distribution channels.
Conduct Market Conduct Training on Ethical Conduct on periodic
basis for Sales and distribution workforce.
Monitor adherence on defined timelines for Agency Channel basis
testing of regulatory requirements for business channels
Managing end to end of AML Refresher Training for agents.
Spreading awareness on process circulars to all Sales and Distrib...