Shape compliance protocols as the Director of Compliance at RBC Wealth Management Canada in Toronto. Lead teams, manage investigations, and navigate regulatory landscapes for optimal compliance.
As the Director at RBC Dominion Securities Inc., you will spearhead compliance management while overseeing a team of Compliance Managers. Your role includes addressing client complaints, leading compliance audits, and adapting to regulatory changes. Support the Chief Compliance Officer by enhancing internal policies through training and strategic oversight.
Key Responsibilities:
• Manage compliance teams across RBC DS branches
• Address client complaints and regulatory inquiries
• Lead on significant regulatory changes impact on practices
• Oversee compliance monitoring and audits
• Deliver team training on compliance procedures
Requirements:
• 10+ years in relevant financial services roles
• Strong leadership and conflict management skills
• Excellent project m...