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Compliance Senior Analyst

Company

Company 81 - Manulife Data Services Inc.

Location

zürich, Switzerland

Type

Full-time

Position Responsibilities

  • Assist in preparatory investigation work, including the preparation of case folders by compiling representatives’ adverse records, policy information, and other relevant documentation for review prior to the commencement of investigations.
  • Track and maintain investigation case status in the investigation register and AMS, and ensure the data are updated accurately on a timely basis.
  • Update FIDREC registry and ensure proper filing of investigation related documents.
  • Provide administrative support for reference checks and verification of representatives’ adverse records.
  • Assist in organizing Disciplinary Committee meetings, including scheduling and preparation of materials for circulation.
  • Assist in preparation and submission of regulatory and internal reporting relating to investigation cases.
  • Monitor the shared mailbox for investigation-related emails and take appropriate follow-up actio...

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