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Compliance Senior Analyst

Company

Company 81 - Manulife Data Services Inc.

Location

kreis 2, Switzerland

Type

Full-time

Position Responsibilities:

  • Assist in preparatory investigation work, including the preparation of case folders by compiling representatives’ adverse records, policy information, and other relevant documentation for review prior to the commencement of investigations.

  • Track and maintain investigation case status in the investigation register and AMS, and ensure the data are updated accurately and a timely basis.

  • Update FIDREC registry and ensure proper filing of investigation related documents.

  • Provide administrative support for reference checks and verification of representatives’ adverse records.

  • Assist in organizing Disciplinary Committee meetings, including scheduling and preparation of materials for circulation.

  • Assist in preparation and submission of regulatory and internal reporting relating to investigation cases.

  • Monitor the shared mailbox for investigatio...

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