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Compliance Officer - Wealth Management

Company

Pertemps Network Group

Location

birmingham, United-Kingdom

Type

Full-time


  • Full-time, permanent role (37.5 hours per week)

  • Hybrid working with flexible arrangements

  • Salary: £45,000 – £50,000 per annum (dependent on experience and qualifications)



We have an exciting opportunity for a suitably qualified and experienced Compliance Officer to join a growing firm of Independent Financial Advisors based in the West Midlands.



Currently celebrating 10 years in business, the firm has grown organically and now supports a team of 7 IFAs, with ambitious plans for further growth over the coming years. This includes opening additional sites, recruiting more IFAs, and adopting AI-driven solutions to automate back-office processes. Maintaining robust compliance frameworks during this period of change is a key priority.



Key Responsibilities




  • Maintain up-to-date knowledge of regulatory requirements and advise senior management on c...

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