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Compliance Officer

Company

Recruitment Solutions (Folkestone) Ltd

Location

Warrington, United Kingdom

Type

Permanent

Compliance Officer

Ref: RP6053 Salary: £30,000 to 50,000 Contract Type: PermanentLocation: Warrington

Skill Set

Compliance, File Checker, Compliance Officer, Financial Planning

A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.

Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.

A highly competitive package is on offer with a comprehensive benefits package. Negotiable. Happy to discuss upon application; based on level of seniority and experience

Compliance Officer:

  • Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scan...
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