Compliance Officer (Financial Services)

Reference: PE -HP -2

Our Client, a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), develops and delivers unique compliance, risk management, practice management, and business intelligence services.

Two vacancies exist for experienced Compliance Officers to be based in the Port Elizabeth and East London offices, respectively.

ROLES AND RESPONSIBILITIES:

Reporting to the Regional Manager, performance areas include, but are not limited to:

• Delivering quality compliance and risk management service to clients at a regional level.
• Adhering to compliance requirements as dictated by the FSCA.
• Growing the Company’s Eastern Cape client base by marketing all company services to non-company clients.
• Marketing all services to the existin...