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Compliance Officer

Company

Skyline Group of Companies

Location

Oakville, Canada

Type

Full-time

We’re expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer.

Skyline Wealth Management, a division of the Skyline Group of Companies, is a premier wealth planning and investment firm that offers clients a best-in-class investor experience, and a comprehensive approach to unique alternative investment products and financial planning services. This full-time position will be located at our office in Oakville, ON and will report to the Chief Compliance Officer.

Compensation: Starting at $65,000.00 annually plus bonus.

What you will be doing:

  • Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team.
  • Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applicable securities laws and National...

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