Compliance Officer - Investment Industry

This vacancy has been created within our client’s risk and compliance team, based at their Cape Town office. This role is responsible for compliance support and implementation of risk and compliance policies and procedures for the advisory, fiduciary and consulting operations. The role also includes the accurate compilation of risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee. The role is ideally suited to a recent graduate with Accounting and/or Risk Management as part of their completed degree, or where previous working experience includes completed accounting or auditing articles.

Duties & Responsibilities

Key responsibilities include:

1. FSP Compliance / Risk Officer:
1. Compliance reporting on behalf of business unit: internal and external (statutory) requirements
2. Review of planned legislative changes, and make recommendations ...