Compliance Manager, IFA/Wealth sector (contract role for 5 months)

Circa £550 per day or FTC

Scotland – Hybrid

A Compliance Manager is required for a leading national wealth management business in the UK. The role is based in Scotland with flexible working and the successful candidate will be responsible for regulatory compliance for a small number of IFA firms and with a high level of autonomy. This is a technical role suitable for candidates with at least 5 years of compliance experience within the IFA/wealth sector.

The successful candidate will ensure suitable compliance policies and procedures are in place, oversee the implementation of financial crime controls, and ensure that the firms' activities are appropriately monitored. The role holder will be the contact point for FCA and will be responsible for the delivery of compliance training to staff.

Required knowledge and experience for the Compliance Manage...