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Compliance Manager, PCG Strategy & Reporting

Company

Raymond James Financial, Inc.

Location

Saint Petersburg, United States

Type

Full-time

**Essential Duties and Responsibilities**

+ Manages and tracks issues and action plans owned by PCG & Asset Management Compliance from identification to completion to ensure transparency, accountability, and resolution.
+ Interfaces with associates of varying levels of seniority to document and manage issues.
+ Coordinates with Internal Audit, Compliance Testing, Regulatory Exams and Inquiries Management Compliance and Risk Management for issues and action plans identified outside of PCG & Asset Management Compliance.
+ Assists in coordinating with PCG & Asset Management teams to ensure accurate, complete, and timely status updates are received for issues, regulatory changes, and emerging risks.
+ Prepares and delivers written and oral presentations to management as needed.
+ Participates in projects/initiatives as needed.
+ Performs other duties and responsibilities as assigned.

**Knowledge, Skills, and Abilities**

**Knowledge of:**

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