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Compliance Manager _ Mekong Capital

Company

Mekong Capital

Location

Hồ Chí Minh, Vietnam

Type

Full-time

We are looking for a Compliance Manager to take ownership of Mekong Capital's legal, compliance, and governance framework across the firm, our Funds, and investee companies.

You will also oversee Corporate Administration matters and play a key role in strengthening Mekong's risk and compliance systems.

I. Key accountabilities: 

A. Mekong Capital Compliance & Corporate Governance:
  1. Own and drive the implementation of Code of Ethics, Internal Labor Rules, and compliance policies
  2. Manage Conflict of Interest (COI) processes, including declaration, tracking, and resolution
  3. Maintain and strengthen frameworks such as:
    • MNPI controls
    • Insider trading policy
    • Gifts & entertainment logs
    • Grievance processes (in collaboration with HR)
  4. Ensure compliance culture through training, communic...

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