This role supports the compliance function of a Lloyd's managing agent client, working as part of an embedded third-party team. The Compliance Analyst provides day-to-day compliance oversight, assists with regulatory horizon scanning, and contributes to the maintenance of compliance frameworks and monitoring programmes.
Key Responsibilities:
- Support the delivery of the compliance monitoring programme, including thematic reviews and control testing
- Maintain compliance policies, procedures, and registers, ensuring they reflect current regulatory requirements
- Assist with the preparation of compliance reports for senior management and relevant committees
- Provide guidance to business areas on FCA, PRA, and Lloyd's regulatory obligations
- Monitor regulatory developments and assist in assessing their impact on the business
- Support the management of regulatory change, including gap analyses and implementation tracking
- As...