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Business Management Specialist, Wealth Advice Business Controls – Private Investment Advice and Financial Planning

Company

The Toronto-Dominion Bank (Canada)

Location

Toronto, Canada

Type

Full time

Description

:

Reporting to the Senior Manager, Wealth Advice Business Controls, the Business Management Specialist will support the continued evolution of our business governance practices across Wealth Advice and in particular Private Investment Advice and Financial Planning.

Key accountabilities for the Business Management Specialist, Wealth Advice Business Controls include, but are not limited to:

  • Support the delivery of new business initiatives, partnering with 1B and Control Partners to represent Private Wealth Management and Financial Planning through the initiative life cycle

  • Work with management / control function partners to assess risks, develop and implement proactive strategies, tactics and programs to effectively manage regulatory and governance issues

  • Assess / identify key issues and escalate to appropriate levels and relevant stakeholders where required

  • Primary partner to 1B and Control P...

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