Reporting to the Business Risk Manager, the Business Compliance Manager ('BCM') ensures the overall management of risks of Wealth Management activities of the Singapore Branch. This includes identifying, assessing, mitigating and monitoring regulatory, reputational, operational risks and other risks applicable to the Front Office. You will have the opportunity to support the below tasks, but not limited to: -
Support Front Office (Relationship Managers and Client Service Officers) in performing the KYC review for the onboarding of new clients including but not limited to: Assessing and mitigating screening hits; Extract additional Compliance reports (eg. name screening details or Company registry searches); Analyzing and supplementing the source of wealth and source of revenues to ensure that these are plausible and sufficiently corroborated; Escalating to relevant stakeholders including Compliance and Market Heads for inputs and feedback; Provide preliminary advice to the Front Off...