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Associate / Manager - Compliance Business Oversight

Company

TD (South East Asia) Limited

Location

Singapore, Singapore

Type

Full time

Description

Reporting to the APAC Head of Business Advisory, the incumbent will act as a Business Compliance Advisory partner, providing subject matter expertise, independent challenge and strategic guidance to the front office and key stakeholders across APAC.

Business Compliance Advisory to Global Markets & Banking Businesses

  • Provide compliance interpretation and advisory to businesses on regulatory requirements, guidance on laws, rules and regulations to manage compliance, regulatory, and business and market conduct risks.

  • Provide challenge and oversight as Compliance Subject Matter Expert in the roll-out of new products and services, and their related policies and procedures. 

  • Monitor APAC business and market conduct regulatory changes, new regulations and internal policy changes.

  • Provide support in the ongoing and effective implementation and BAU activities related to the Regulatory Chang...

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