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Analyst/Associate, Compliance

Company

Polymer Capital Japan

Location

Chiyoda City, Japan

Type

Full time

About Polymer

A market-neutral, multi-manager platform with a strong Asia focus, Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region’s best investment talent. Polymer has licensed entities in Hong Kong, Japan, Singapore and United States.

Job Description

  • Handle license applications, regulatory filings and reports 
  • Assist with the development, implementation and administration of the Group compliance framework and policies
  • Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
  • Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
  • Work on regional projects including system UAT, new investment models discussion, or syst...

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