Job Purpose The Private Banking Security Settlements Associate is responsible for ensuring the timely and accurate settlement of Equities and Bonds transactions within the Private Banking division. This role involves meticulous trade validation, exception management, and adherence to standard operating procedures and regulatory requirements.
Key Accountabilities - Handle Security Settlement (Equities, Bonds) & Crypto Settlement.
- Ensure full compliance with all policies and regulations including SFA’s T+X+1.
- Maintain adherence to SLAs with Wealth Business and other internal and external customers.
Job Duties & Responsibilities Trade Processing & Validation - Process and validate Equity and Bond settlement transactions in Avaloq, ensuring all details align with broker confirmations.
- Handle trades from both Omgeo and non-Omgeo brokers, including manual validation for non-Omgeo trades and CTM m...