**Our ideal contributor will:**

+ Serve as a trusted business partner to our Financial Advisor teams by providing expertise with financial services related supervision and compliance issues.
+ Have confidence in making recommendations based on research and analysis conducted by the Supervision Advisor.
+ Maintain frequent contact and establish positive relationships with our field offices, via phone and email, through reactive and proactive measures.
+ Act as the go-to supervision partner for technical issues, ongoing training, and all supervision related questions and concerns from the investment teams as well as internal support departments.

**Essential Duties and Responsibilities:**

+ Conducts review of advertising material to ensure compliance with applicable industry rules (i.e. State, FINRA, & SEC) and firm policies and procedures.
+ Researches compliance & supervision issues with respect to advertising material.
+ Monitors and keeps up t...