Job Description
Advice Checker / File Reviewer
📍 Location: Birmingham or Barnstaple or Market Harborough (Hybrid)
🕒 Employment Type: Full-Time (with an early Friday finish!)
💰 Salary: Up to £(phone number removed) depending on experience
We are seeking a diligent and detail-oriented Advice Checker / File Reviewer to join our regulated IFA business. The successful candidate will be responsible for reviewing client files and advice cases to ensure compliance with the standards set by the Financial Conduct Authority (FCA) and the firm’s internal Compliance procedures. This is a key role in maintaining the integrity and quality of our advice process.
You will work from our Birmingham or Market Harborough office, but with the ability to work from home.
What You'll Bring
* Level 4 Diploma in Financial Planning (or equivalent) is essential.
* Previous experience in a compliance, file checking, or paraplanning role within a regulated IFA environment is essential....